Jim is a driven, ultra-friendly financial professional. Educated at the University of Scranton, he continued his education via TD Ameritrade getting high-licensure obtaining the Series 7, 63, and 65 exams.
Jim has spent his 10 plus year career working for several different financial firms (including Investors Savings Bank, AXA Advisors and TD Ameritrade Institutional). In these roles Jim was directly responsible for customer service, lending, insurance sales and research, and assisting financial planners and managers with their clients. asset allocation and investment management strategies were his main point of success during the time spent at TD consulting with small independent Financial Advisors, Wealth Managers, and Bank Trust departments.
Today, Jim is married to his lovely bride Kristen and they reside happily in Richmond, Rhode Island. Kristen is a senior fashion designer for a mid-sized boutique firm in Burillville, RI, a short distance from home. Only going in 1 to 3 days per week, Kristen enjoys work / life balance of a hybrid work schedule. They welcomed their son, Shea John in July of 2023.
In his spare time, Jim enjoys surfing, fishing, reading, home improvement projects and playing golf at Beaver River Golf Club where he is a member. He is also a volunteer fire fighter for Richmond / Carolina Fire Department and projected to acquire the Certified Financial Planner certification by the end of 2025.